3/11/2011 · Search SEC.gov. Company Filings | More Search Options. Fast Answers Form ADV. March 11, 2011 Form ADV is the uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC) and state securities authorities. The form consists of two parts. Part 1 requires information about the investment adviser’s ...
You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. This website will also search FINRA's BrokerCheck system and indicate whether an entity is a Brokerage firm. Investment advisers file Form ADV to register with the SEC and/or the states.
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Also, the company said that its financial ADV reduced 11% mainly because of lower volatility in equity and interest rate markets, as compared to the prior January, with European interest rate ADV down 3% year over year and equity indices reduced by 39% year over year, slightly offset by FX and CDS futures ADV, which was up 23% year over year.
The User agrees that Investment Advisor Search shall not be liable for any failure or inability to provide the service due to circumstances beyond Investment Advisor Search's reasonable control. Further, the User agrees that Investment Advisor Search will not be liable for any damage to the User's hardware, software or data.
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